Securities and Exchange Commission

Results: 36084



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171United States securities law / U.S. Securities and Exchange Commission / Stock market / Finance / Economy / 73rd United States Congress / Securities Exchange Act / Federal Rules of Civil Procedure / Regulation NMS / Day trading / Money / Regulation S-X

BATS BZX EXCHANGE, INC. RULES OF BATS BZX EXCHANGE, INC. (Updated as of August 5, 2016) TABLE OF CONTENTS

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Source URL: www.batsoptions.com

Language: English - Date: 2016-08-23 11:25:31
172Economy / Business economics / Business / 73rd United States Congress / U.S. Securities and Exchange Commission / Corporate finance / Accounting research / Stock market / SarbanesOxley Act / Voluntary disclosure / Securities Act / Securities offering

Microsoft Word - SSWZfinal.doc

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Source URL: financialreg.nd.edu

Language: English - Date: 2016-01-13 13:54:31
173Economy / Business economics / Business / Financial regulation / International Financial Reporting Standards / Hedge fund / International Association of Financial Executives Institutes / Christopher Cox / Financial Accounting Standards Board / Generally Accepted Accounting Principles / Accounting / U.S. Securities and Exchange Commission

Microsoft Word - IAFEI Quarterly table of content _endversion.doc

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Source URL: www.iafei.org

Language: English - Date: 2012-02-20 22:55:00
174SEC filings / Business economics / Regulation S-K / Form 10-K / Business / Economy / Regulation S-X / Form 8-K / Financial statement / U.S. Securities and Exchange Commission / Securities Exchange Act / Form 10-K405

Portfolio Media. Inc. | 111 West 19th Street, 5th Floor | New York, NY 10011 | www.law360.com Phone: + | Fax: + | 12 Common 10-K Mistakes — And How To Find Them La

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Source URL: www.corporatesecuritieslawblog.com

Language: English - Date: 2016-08-03 14:11:09
175Economy / Business / Finance / Stock market / Corporate law / SEC filings / Equity securities / Management / Proxy statement / Proxy / Board of directors / Regulation S-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the

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Source URL: media.mcclatchy.com

Language: English - Date: 2016-04-06 14:43:37
176Economy / Business economics / Accounting / Financial statements / Profit / Cash flow / Cash flow statement / Balance sheet / Accumulated other comprehensive income / Consolidated financial statement / Retained earnings / Asset liability management

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.empower-retirement.com

Language: English - Date: 2016-06-02 16:25:10
177Economy of the United States / Business / Energy / Energy Transfer Partners / Southern Union Company / Sunoco / Bakken pipeline / Kinder Morgan / Pipeline transport / Williams Companies / Stripes Convenience Stores / Natural gas

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Source URL: www.energytransfer.com

Language: English - Date: 2016-03-08 19:26:45
178Economy / Finance / Money / Corporate finance / Stock market / Equity securities / SEC filings / Proxy statement / Shareholders / Common stock / Corporate law / Mergers and acquisitions

  As filed with the Securities and Exchange Commission on November 25, 2015 Registration No. 333-[●] SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549  FORM S-4

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:09:10
179Manufacturing / Business / Law / Consent decree / Judgment / Legal procedure / Trials / United States antitrust law / Medical ethics / Hitachi / Consent / Class action

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Civil Action No. 1:15-cvCKK)

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Source URL: www.courthousenews.com

Language: English - Date: 2015-11-25 21:38:10
180Economy / Finance / Money / Financial markets / Stock market / U.S. Securities and Exchange Commission / Algorithmic trading / 73rd United States Congress / Canadian Securities Administrators / Investment Industry Regulatory Organization of Canada / Order / Securities Act

Microsoft Wordindex1.doc

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-06-27 11:16:29
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